ATF Form 4473 revision
ATF changes Form 4473 from time to time in order to make it more comprehensive, relevant as well as easy to understand by the customers as well as FFL dealers. These revisions generally include relocation of different fields and sections; change, addition, or deletion of different items; new instructions of changes in existing ones; new definitions or changes in existing definitions, etc.
Here we have listed some of the notable changes that took place in the ATF Form 4473 revision in recent history.
ATF changes Form 4473 – 2016 version
In 2016, ATF introduced several changes in the ATF 4473 Form and made the new version available in November 2016. Prior to this, the revision had taken place in April 2012, so after more than four years, it was a well-deserved revision.
Following are the major changes that were made to the ATF 4473 Form:
General changes
The Form header was changed. The 2012 version of the ATF 4473 Form header had “Firearms Transaction Records – Part 1, Over the Counter”, printed on top of Form 4473. The 2016 revision removed “Part 1, Over the Counter” and kept only the “Firearms Transaction Records” part.
The new Form also included a warning statement mentioning that the Form is to be filled at the FFL site unless the transaction qualifies under 18 U.S.C. 922(c).
Form 4473 revision of 2016 also included several minor changes in Section A, such as the incorporation of State of Residence in question 2, which were included in Question 13 in the 2012 version. Question 6 in the Form was changed to “Sex” instead of “Gender”. Several other questions were either revised or regrouped in Section A. The new ATF Form 4473 also clarified the “repetitive purchase of firearms for the purpose of resale for livelihood and profit without a Federal firearms license in violation of Federal law.”
One significant change in this revision was the addition of a warning stating that the use of marijuana is illegal under federal law even if it has been legalized by state law.
Section B of the new ATF Form 4473 (2016 version) also witnessed several adjustments. For example, Question 20.b of the 2012 version was moved to Question 18.b and changed to “Supplemental Government Issued Documentation (if identification document does not show current residence address)” Similarly, Question 20.c were moved to Question 18.c and changed to “Exception to the Non-immigrant Alien Prohibition: If the transferee/buyer answered “YES” to 12.d.2 the transferor/seller must record the type of documentation showing the exception to the prohibition and attach a copy to this ATF Form 4473.”
There were also other minor changes in this section such as the inclusion of a checkbox “Overturned” transactions in Question 19.d, which used to be Question 21.d in the previous version of the ATF 4473 Form.
Section D of the new ATF 4473 Form also witnessed some significant changes. Section D’s header now included an instruction that even if no transfer of the firearm(s) took place, it was essential to record its information. Question 26 was renumbered as Question 24 and changed to – “Manufacturer and Importer (If any)”. This change was made in order to reflect the language in 27 CFR 478.125(e).
Questions 26 to 30 from the 2012 version were renumbered as Question 24 – 28 and line 5 was removed and line numbers were added instead. The section also added “REMINDER – By the Close of Business” for multiple sales, at the sentence beginning.
Some modifications and revisions were also witnessed in Question 29, 30, 32, and 33 of the 2012 version of ATF 4473 Form.
The ATF also changed the text in the “Purpose of the Form” which added the following paragraph:
“Generally, ATF Form 4473 must be completed at the licensed business premises when a firearm is transferred over-the-counter. Federal law, 18 U.S.C. 922(c), allows a licensed importer, manufacturer, or dealer to sell a firearm to a non-licensee who does not appear in person at the licensee’s business premises only if the transferee/buyer meets certain requirements. These requirements are set forth in section 922(c), 27 CFR 478.96(b), and ATF Procedure 2013-2.”
ATF removed the Over-the-Counter Transaction (Paragraph 4 of 2012 revision) as well as State Laws and Published Ordinances (Paragraph 5 of 2012 revision). It also changed and added question-wise instructions to fill the Form, wherever applicable.
ATF Form 4473 electronic version (ATF eForm 4473) was also introduced subsequently in the year 2017. The new electronic version included the changes that were made in the 2016 revision. Since further revision (in 2020) has also taken place, the currently available ATF eForm 4473 incorporates all the revisions made to date (As of January 2022).
Currently applicable version of the ATF 4473 Form is based on November 2020 revision, which we have covered in the subsequent sections:
ATF changes Form 4473 – 2020 version
The Latest ATF Form 4473 revision took place in the month of November 2020. In its latest revision, ATF incorporated several changes, which include edits, additions as well as deletions of several items.
Here we are listing the most important changes that took place in ATF Form 4473 revision in 2020:
General changes
The first sentence was deleted and the second sentence was changed from “The information you provide will be used to determine whether you are prohibited from receiving a firearm.” to “The information you provide will be used to determine whether you are prohibited by Federal or State law from receiving a firearm.”
ATF also added the following section – “Any person who exports a firearm without proper authorization from the Department of Commerce or the Department of State, as applicable, is subject to a fine of not more than $1,000,000 and up to 20 years imprisonment.”
Section A
- The agency overhauled Section A by relocating Questions 24-28 Firearm(s) Description from the former version’s section D to next to the warning paragraphs. Under section A, these questions were renumbered as 1 to 5.
- Former Question 29 (Total Number of Firearms Transferred), 30 (Pawn Redemption), and Question 32 (Private Party Transfers) were relocated to Question 6, 7, and 8 after applying minor changes.
Section B
Former Question 1 (Transferee’s/Buyers Full Name), Question 2 (Current State of Residence and Address), Question 3(Place of Birth), Question 6(Sex), Question 9(Unique Personal Identification Number), Question 10.b (Race), Question 12.a (Country of Citizenship) were relocated to Question 9, 10, 11, 14, 17, 18.b, and Question 19 in the 2020’s revision after applying the changes.
Similarly, Question 13 (U.S.-Issued Alien or Admission number), Question 11 (Header), Question 11.a (Actual Transferee/Buyer), Question 11.b (Under Indictment), Question 11.c (Felony), Question 11.g (Dishonorable Discharge) Question 11.i) Domestic Violence, Question 12.d.2 (Non-immigrant Alien) Question 15 (Certification Date) were repositioned as Question 20, 21, 21.a, 21.b, 21.c, 21.g, 21.i, 21.l.2 and Question 23 respectively after applying the necessary revisions.
Section C (Former Section B)
- The line “Prior To The Transfer Of The Firearm(s)” was added in the previous header –“Must Be Completed By Transferor/Seller”.
- Former Question 16 (Category of Firearm(s)) and Question 17(Qualifying Gun Show or Event) were repositioned as Question 24 and 25 respectively, after applying some changes.
- Removed header from Questions 27, 28, or 29, and the information was moved to Section C’s header.
- Former Question 18.a(Identification), Question 18.b(Supplemental Government Issued Documentation) were relocated as Question 26.a and Question 26.b respectively after applying some changes.
- New question added as Question 26.c – Official Military Orders Establishing Permanent Change of Station (PCS)
- PCS Base/City and State
- PCS Effective Date
- PCS Order Number (if any)
Former Question 18.c – Exception to the Non-immigrant Alien Prohibition, Question 19.c – Response initially provided by NICS, Question 19.d – NICS Delayed Response, Question 19.e – NICS Response after firearm transfer, Question 20 – NFA NICS Exception, Question 21 – Qualifying Permit NICS Exception were repositioned as Question 26.d, 27.c, 27.d, 27.e, 28 and 29 respectively after applying revisions.
Section D (Former Section C)
Section D, where the applicant certifies his/her responses to be true, saw some minor changes in text and addition of Month/Day/Year blocks for the Recertification Date field.
Section E (Former Section D)
Section E also went through the addition, removal, and change of text in certain questions in order to make them more comprehendible.
Different definitions, instructions, and notices included in the Form were also revised in order to make them more relevant to the current scenario.
All the details of the changes made in Form 4473 can be found on the ATF official site by clicking here.
